The Financial Industry Regulatory Authority (FINRA) is examining sales of opaque and illiquid private investments with a critical eye, according to Bruce Kelly’s InvestmentNews article, “Private deals at top of FINRA’s hit list.”
The Financial Industry Regulatory Authority (FINRA) is examining sales of opaque and illiquid private investments with a critical eye, according to Bruce Kelly’s InvestmentNews article, “Private deals at top of FINRA’s hit list.”